• Episode 98: Behind the Scenes of Financial Compliance - A Conversation with Matt Lovett

  • Dec 12 2024
  • Durée: 45 min
  • Podcast

Episode 98: Behind the Scenes of Financial Compliance - A Conversation with Matt Lovett

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  • Résumé

  • In this episode, John and Thomas sit down with Matt Lovett, Chief Compliance Officer at Brookstone Capital Management, to explore the crucial role compliance plays in financial advising. With over 30 years of experience, Matt shares how fiduciary advisors prioritize transparency, rigorous product evaluation, and regulatory adherence to protect clients' interests. Get a behind-the-scenes look at the processes that keep your investments secure and aligned with your financial goals!

    Important Info:

    Securus Financial: https://www.gosecurus.com/

    International Financial Advisory Group: https://www.internationalfinancial.com/

    Call John: (858) 758-9889

    Call Thomas: (973) 394-0623
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