• Let’s talk penalties…

  • May 7 2023
  • Length: 1 min
  • Podcast

Let’s talk penalties…

Listen for free

View show details

  • Summary

  • Click here to Subscribe now!


    A Fixed Penalty Regime (FPN) is coming. Put very simply, it works as follows:

    1. Breach occurs

    2. DFSA issues an FPN.

    3. Pay the penalty (maximum US$ 50,000) and remedy the breach.

    4. If you do 3, DFSA doesn’t sanction you. No public censure and no fine.

    5. If you don’t do 3, DFSA can launch enforcement proceedings (i.e. not good news)


      Read more here.


      This episode is also available as a blog post: https://riffle.beehiiv.com/p/lets-talk-penalties
    Show more Show less
Show more Show less

What listeners say about Let’s talk penalties…

Average Customer Ratings

Reviews - Please select the tabs below to change the source of reviews.

Audible.ca reviews

Amazon Reviews
No reviews are available