Securities Law

This comprehensive guide equips you with the knowledge needed to pass the Series 63 exam, covering state securities laws, registration requirements, and ethical standards. Mastering these principles is essential for financial professionals to ensure market transparency and compliance.

Digital connections permeate our lives - and so do data breaches. Given that we must be online for basic communication, finance, healthcare, and more, it is remarkable how difficult it is to secure our personal information. Despite the passage of many data security laws, data breaches are increasing at a record pace. In Breached!, Daniel Solove and Woodrow Hartzog, two of the world’s leading experts on privacy and data security issues, argue that the law fails because, ironically, it focuses too much on the breach itself.

The JOBS Act has changed the practice of law relating to EB-5 offerings. Regional centers and other EB-5 issuers will have more latitude with respect to general solicitations and general advertisements. However, the effort and cost to comply with securities law will increase significantly due to the "reasonable steps" requirement. Proof of "reasonable steps" taken to verify accredited investor status will now be a condition to the availability of the exemption under Rule 506 (c).

Business Brokers and Securities Laws is a monograph on securities law and finders fees.

Business Brokers and Securities Laws is a monograph on securities law and finders fees.

Negative thoughts are like weeds that grow all the time without any nurturing since it’s in the human nature to think of negative consequences.

On the other hand, positive thinking about health, love, wealth, success are hard to come by, and like everything worth fighting in this life, they require a lot of nurture and care.

This audiobook plans to give you exactly what you need: the means to stay positive through constant affirmations designed to help improve oneself, change a bad behaviour, or channel the universe to attract good things in your life.

Immerse yourself in the definitive resource for mastering FISMA's requirements. Tailored for cybersecurity experts, IT leaders, and federal contractors, this book delivers indispensable wisdom and actionable tactics to not just meet, but surpass, the stringent standards set by federal information security laws.

The focus of this book is to help you feel filled with courage and encouraged as you deal with issues in your life, work, and church safety and security activities. My hope is that this book, combined with your own prayerful meditation and introspective thinking, will give you the courage to live and serve in the line of duty, where that duty finds you.