Showing results by narrator "M.L. Humphrey" in All Categories

In this book M.L. Humphrey draws upon 20 years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.

We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role. Author M.L. Humphrey has taken 20 years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know, and presented that information in a straight-forward, easy-to-understand manner.

These days, the business world is full of talk about data science, big data, and how data analysis can transform your business. And it's absolutely true that collecting the right information, in the right way, analyzing that information, and then using it effectively to manage your business, can give your business a competitive edge. But most businesses don't need to go so far as big data and data science. They just need to understand and implement some basic steps for gathering the right information about their business and using it effectively.

If you want to make money from your writing, then you need to treat it like a business. And part of treating it like a business is looking at data about how that business is performing and using it to inform your business choices. In Data Analysis for Self-Publishers, M.L. Humphrey walks you through how to do that, starting with what information you need and then moving on to ways to use that information and interpret it to improve your results.

So you wrote a book. Congratulations. Now, if you're like a lot of us, you want to sell that book. You're ready to try to become a professional author. This book is meant to help you navigate that next stage of your writing career, regardless of whether you want to find a publisher or self-publish. It will give you a high-level discussion of what you need to start thinking about now, regardless of the path you choose.